Sortition Research – What do we need to learn to make better recommendations on sortition?

“What is the best government?” Can we answer this empirically? What kind of research could be conducted to answer these questions? I ask the readers of this blog to generate some ideas.

Potential Research Areas

Randomly Controlled Trials

Small-scale trials of democracy are indeed possible, and it might be possible to measure outcomes. Randomly Controlled Trials (RCT) are the typical gold standard, where a random selection of participants get a treatment and the rest are assigned as the control group.

For example labor unions or worker owned cooperatives might be persuaded with financial incentives to become test subjects. However, small scale trials might not be able to simulate the incentive structures of large democracies which may be subject to phenomenon such as “rational ignorance” and the reduction of the “expected value” of a participant’s vote.

On the other hand, perhaps small organizations *are* able to simulate these incentives. For example the much reviled American Homeowner’s Association, allegedly run democratically at smaller scales yet also hated by its participants. Because many do not participate, this leads to the self-selection of busy-bodies who annoy the nonparticipants. Could sortition be a solution to HOA hatred?

Testing can also be performed on for-profit oligarchic institutions such as Employee Stock Ownership Programs or shareholder corporations. If sortition is able to avoid rational ignorance, they may work in both democratically and oligarchically organized firms.

Lab Experimentation

Another possibility is laboratory experimentation on psychology students. Are there any open questions on human psychology and economics that can either corroborate or refute claims made by sortitionistas?

The advantage of these lab experiments is that they may be vastly cheaper than a field experiment. A lab experiment also may be needed to drum up interest for larger studies, though potentially the current deliberation work by for example James Fishkin may be sufficient.

Game Theory, Mechanism Design, and Social Choice Theory

Other further research areas to explore is to go back to theoretical economics and to perhaps explore how “boundedly rational agents” would behave in a sortition-based system. As far as I understand the academic landscape, this falls into the scope of “game theory”, “mechanism design”, and “social choice theory”. An advantage of this economics approach is that we could align the incentives in a proposed system we design to maximize the chances that “doing good” is rewarded whilst “doing bad” is punished.

Computational Simulation

In engineering and science, computer simulation is a common design tool. Simulations are used to simulate climate change, car crashes, orbital mechanics, engineering design, and a variety of phenomenon. Could simulation be used for politics?

Even if computer simulation may be vastly more inaccurate than the real world, it is vastly cheaper to do a simulation, than invest hundreds of millions of dollars in real life design iterations. A typical simulation procedure is called “Monte Carlo Simulation”. In Monte Carlo, highly uncertain parameters of the model are randomized, and the simulation is run thousands of millions of times. When comparing two designs (for example Election versus sortition), we can then evaluate at which conditions one design is better than another. Moreover, whereas a randomly controlled trial can test one treatment at a time, a computer simulation can test thousands of different treatments. Accurately modeling human behavior is obviously an enormous challenge, yet there may be profound benefits to doing so. Could simulation for example settle questions sortitionistas have on which sortition system is the best?

In the “election voting method” community, advocates such as Jameson Quinn believe that simulation at least may be sufficiently accurate to make relative recommendations of the superiority of one system over another. For example, Quinn’s simulations were used in support of a voting method called STAR voting.

A Call for Recommendations

Clearly much of the world continues to be skeptical of sortition, including in elite academic institutions. Can we change this? Can we generate clear, incontrovertible evidence that sortition is a superior form of government? Can we create an academic consensus that sortition is worth the trouble? Can we generate this evidence at the low prices funders might be willing to pay?

8 Responses

  1. >American Homeowner’s Association, allegedly run democratically at smaller scales yet also hated by its participants. Because many do not participate, this leads to the self-selection of busy-bodies who annoy the nonparticipants. Could sortition be a solution to HOA hatred?

    The very low level of acceptance of sortition invitations (generally around 3-6%) would suggest it would also empower self-selected busy-bodies, unless you are suggesting quasi-mandatory participation?

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  2. one control is no government at all.

    it would be tricky to isolate all the variables to make this meaningful. All such mini experiments would be embedded in a wider nation and populated with people who still obeyed norms of the previous system. To get a clear answer you might have to run this trial a long time to get new norms.

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  3. Hi Keith, I think that’s a good point. I’m not opposed to quasi-mandatory participation in the terms of carrots and sticks: For example, $50 fine for refusing service + $50 bonus for accepting. I don’t know what is best. Maybe experiments on different variations could tell us what people prefer.

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  4. One experiment I’d love to see would be different samples of the same population deliberating on a single issue in parallel. The representative claim of deliberative minipublics (ultimately) depends on consistent decision outputs (within an agreed margin of error). Stratified (input) sampling is only one aspect, ultimately it’s the decision that counts. There are various hypotheses regarding the constraints that would be needed to generate consistent outputs (quasi-mandatory participation being only one of them), and these should be put to the test.

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  5. > Clearly much of the world continues to be skeptical of sortition, including in elite academic institutions. Can we change this? Can we generate clear, incontrovertible evidence that sortition is a superior form of government? Can we create an academic consensus that sortition is worth the trouble?

    The notion that this is an intellectual dispute where better evidence will win the day seems rather naive. There is no way to overcome the skepticism of the elites against democracy, because democracy is a real threat to their privilege. Academics are an elite, and the more high-status and powerful they are the more they can be expected to be allied with the ruling elite and to tenaciously defend the status quo.

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  6. >The notion that this is an intellectual dispute where better evidence will win the day seems rather naive. 

    If this is the case then deliberation is futile. Participants on this forum need to decide whether they share Yoram’s vision of EBL as a tiny cabal of consciousness-raising revolutionary activists or an open forum that welcomes well-informed participants (including those who have devoted their career to the study of democracy).

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  7. About language consistency:

    You clearly don’t intend the same meaning for the word ‘democracy’ when you speak about “small-scale trials of democracy” at the beginning and about “large democracies” a bit later. I propose giving the word its rightful meaning, which is the first one, and speaking instead of “putative democracy” in reference to our current regime of elective aristocracy (per Rousseau).

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  8. As I understand it, American HOAs’ rules are binding on homeowners with the possibility of quite severe financial penalties, so they are one of the few venues where mandatory sortition could actually be trialled (outside the criminal jury).

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