Ph.D. thesis: Kleros & Demos

Dear all,

I started to work on sortition for more than 11 years ago. When I started, I felt really alone because it seemed that this topic interested no one on earth. At the same time this was quite exciting (“I am the first one!” feeling). But I quickly encountered many people having the same interest, and it was a very good feeling. Today it seems that the idea of random selection in politics gains growing interest not only in academia but also in the political world.

I hope that this trend will go on.

In the meantime I was able to start and finish a Ph.D. thesis. I wanted to share with you the weblink where you can download it. I wrote it under the supervision of Gil Delannoi and Gerhard Göhler at the Institut d’Études Politiques de Paris and the Freie Universität Berlin.

The English abstract reads as follows:

The field of investigation of this thesis is a corpus of texts containing proposals for the intro­duction of random selection schemes in politics. The thesis questions the relevance and coher­ence of these texts: do the publications form a theoretical ensemble that could be labelled as a “theory of aleatory democracy”? If so, do the expectations raised by its supporters remain merely utopian or do they stand the test of the political practice?

The  quantitative and qualit­ative analysis of the text corpus leads to the conclusion that we are in fact dealing with the emergence of a theory and that the analysed authors develop a common argumentative frame and common expectations: the use of random selection in politics could be a solution to over­come the crises of liberal democracies. Its use would allow a better formal and substantial representation, a qualitatively and quantitatively increased participation, and give birth to a new, more procedural and dynamic form of legitimacy. These expectations are then tested with the help of two mini-publics, that is to say, experiments in participatory democracy that use random selection to recruit their participants: a Planungszelle and a Citizens’ Jury. The qualitative empirical investigation shows that most of the expectations are fulfilled, although only in a limited geographical, social and political frame. These results raise the double ques­tion of the conditions for the realization of the theory and of the possible improvement of the mini-public mechanisms through institutional engineering.

The text is in French and there is a short version in German.

I hope this thesis will support our discussion on sortition. And I will try to post from time to time to keep you informed of the projects I do with Missions Publiques. We are designing and facilitating Mini-Publics and there are a lot of interesting developments there.

Greetings,

Antoine Vergne

 

Sortition and the Consolidation of Democracy

Oliver Dowlen is announcing the following seminar (more details to follow):

Sortition and the Consolidation of Democracy

A Seminar at Queen Mary College University of London

10th-11th October 2013

This seminar is part of a series on the political value of sortition (random selection) put on by CEVIPOF at Sciences Po in Paris. It is the first in the series to be held in Britain and the first attempt to focus the discussion on a particular modern problem.

There are two seminar sessions: 2.00pm- 5.30pm on Thursday 10th October and 9.30am – 1.00pm on Friday 11th October. In them we will set out to explore how the practice of selecting citizens for public office by lottery, the mainstay of Athenian democracy and late medieval popular republicanism, could contribute to the creation of stable, participatory institutions and procedures in modern states. The proposal is that this could be of immense value for states which are undertaking transitions to democratic rule or are seeking to strengthen their democratic practices.

Speakers incude:

  • Gil Delannoi (Sciences Po)
  • Oliver Dowlen (QMUL)
  • Barbara Goodwin (UEA)
  • Mindy Peden (John Carroll)
  • Peter Stone (Trinity College, Dublin)

For further information contact Oliver Dowlen:
e.o.dowlen@qmul.ac.uk or ollydowlen@yahoo.com.

Workshop Report Now Available

Last fall, we held a workshop at Trinity College Dublin on “The Lottery as a Democratic Institution.” The workshop was organized by me, Gil Delannoi (Sciences Po), and Oliver Dowlen (Queen Mary, University of London), and sponsored by Sciences Po, the Policy Institute, and Trinity’s Arts and Social Sciences Benefactions Fund. Our report from the workshop has now been published by the Policy Institute. It can be found online here:

http://www.tcd.ie/policy-institute/publications/Tp%20and%20PS%20publications.php

The Eyes of the People: Democracy in an age of spectatorship

Jeffrey Edward Green’s book of the above title (OUP, 2010) is a tightly-argued, highly-readable and courageous attempt to defend the indefensible – a normative theory of passive spectator democracy. The book swims against the current of democratic theory by claiming that all other normative theories (including the deliberative and participatory variants) are doomed and misguided attempts to establish democracy as the voice of the people (vox populi, vox dei). Green is agnostic as to whether this was possible in classical Athens, but it’s entirely impossible in large modern states. However as well as being impossible, it’s undesirable, as most citizens have no settled political views; besides which, electoral democracy, as Dahl famously put it, establishes rule by minorities. So much for the general will.

Green’s alternative is the ‘ocular’ tradition whereby the people don’t speak, they hold a watching brief over the political elite. The theory has its origins in the writings of Max Weber and was developed (and distorted) by Carl Schmidt and Joseph Schumpeter. Unlike with Bernard Manin’s ‘audience democracy’, Green makes no attempt to argue that the current ‘metamorphosis’ of representative government maintains any of the putative virtues of the classical theory of democracy (partial autonomy of representatives, trial by discussion etc), it is simply a way of identifying political charisma (a Weberian sociological term). Green denies that elections are an indirect way for citizens to influence public policy and agrees with Schumpeter that they are simply a way of selecting political leaders, although it is hard to understand Winston Churchill’s 1945 defeat by the decidedly uncharismatic Clement Attlee in any way other than the aggregation of policy preferences.
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Michael Donovan: Political Sortition for an Evolving World

Michael Donovan has written his Master’s thesis about sortition:

Abstract
Our Western political systems are straining to prove their legitimacy partly because the internet generation demands both open information and a role in the decision making. Yet, electoral democracy may be incapable of evolving to meet those requirements. This paper looks at sortition, or the selection of decision makers by lottery, to supplement or to replace current representative democracy. Empowering a cross-section of society to make policy decisions would more directly address the interests and concerns of the populace, and would result in an egalitarian and inclusive body, more transparent and resistant to corruption than are current policy makers. Furthermore, diverse assemblies possess greater ability in solving difficult problems and in making accurate forecasts than do the more homogeneous groups that currently comprise governing parties. Consensus building increases this innovative potential. With the proper application of sortition and deliberation, therefore, advancement in the common good can be accelerated.

Keywords: Sortition; consensus building; deliberative democracy; open source software; activism

Representation in the electoral system

Theoretical considerations show that the electoral system cannot be expected to produce government that represents the values and interests of the general public. The two mechanisms advanced for the idea that the electoral system is representatives – the virtue based mechanism and the rewards based mechanism – both do not withstand scrutiny. The widespread support for the 2011 anti-government protest movement in the West indicates that in many countries the public sentiment is that government is indeed not representative.

In a 2005 paper called “Inequality and democratic responsiveness” Martin Gilens makes an empirical study of representativity:

Abstract By allowing voters to choose among candidates with competing policy orientations and by providing incentives for incumbents to shape policy in the direction the public desires, elections are thought to provide the foundation that links government policy to the preferences of the governed. In this article I examine the extent to which the preference/policy link is biased toward the preferences of high-income Americans.
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David Graeber: “The democratic way of choosing officials, if you had to do it, was lottery.”

David Graeber is an

American anthropologist, political activist and author. He is currently reader in social anthropology at Goldsmiths College, University of London, and was formerly an associate professor of anthropology at Yale University. David is a member of the labour union Industrial Workers of the World, and has played a role in events such as the 2002 New York protests against the World Economic Forum. His most recent book is Debt: The First 5,000 Years (2011)

He is also described as

a man of many talents. A longtime activist, a professor of anthropology at the University of London, and a prolific author, David also helped found the Occupy Wall Street movement in 2011. He even coined the phrase “We are the 99%.”

Graeber is not impressed with the electoral system:
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On a Lighter Note…

On a Lighter Note…

Google alerts brought this to my attention. The same paper (with no author indicated) can be found at http://www.handmenotes.com. At first, I thought someone had written some kind of working paper on my work. But it looks like this is intended for use by students trying to cheat on a term paper assignment. I had no idea that enough professors were assigning my work as to justify circulating a paper like this. I’m deeply touched.

Sortition Essay in Journal of Public Deliberation

An essay I wrote entitled: “Democracy Through Multi-Body Sortition: Athenian Lessons for the Modern Day” was just published in the new issue of JPD. I’m rather proud of it, and think it will be of interest to many readers of this Blog. Here is the link:

http://www.publicdeliberation.net/jpd/vol9/iss1/art11

Terry Bouricius

Poulin-Litvak: Sortition as a means to fight corruption

A new paper by David Poulin-Litvak has the following abstract:

Electoral democracy is in crisis. The use of sortition in our political systems could be a key to renewing and deepening democracy. But how to do so? And where to start? In this paper, I explore the idea that using sortition to address the problem of corruption could be a first step. Why? For two reasons. First, corruption of elected officials is an internal inconsistency of electoral democracy – it cannot be resolved adequately through electoral institutions. Second, there is also a large consensus on the fact – everybody agrees – that corruption is a problem.

I suggest granting the power to convene an Investigation Commission to a randomly selected citizen body. This body should also nominate the Commission’s head and receive its recommendations. I also discuss the idea of a Citizens’ Court to directly address the problem of corruption of elected officials. This broad jury would judge and sanction corrupted elected officials. Taking Quebec’s ongoing corruption saga as an example, I also try to see how the system would work in reality and, finally, where the system, once put into place, could lead to.