Tom Hodgkinson: Boris ought to know his Plato

Tom Hodgkinson, editor of The Idler, invokes Plato on the pages of The Independent:

[I]f Boris [Johnson] knew his Plato, which he ought to, having been to Eton and everything, then he would recognise in the protests, riots and strikes that have marked this year a sign that the people ain’t happy with the situation. He would also recognise himself as being a member of the short-sighted oligarchy – oligarchy meaning “control by a wealthy minority”. Reading Plato’s Republic, I was struck by the parallels with a typical cycle that he describes. In Platonic terms, it would seem that an oligarchy has taken over UK plc, and that this oligarchy has made too many loans, thereby pauperising the people, and now fails to see what is happening right beneath their noses: that the people are talking about revolution. The good news, though, is that a real democracy may be in store:

Plato writes that when the pursuit of riches remains unchecked, resentment breeds:

[…]

This is the situation that will lead to social upheaval: “Democracy originates when the poor win, kill or exile their opponents, and give the rest equal rights and opportunities of office, appointment to office being as a rule by lot.

This is what the people want: a real democracy, government by the people, and not by a clique comprising top politicians and CEOs. […]

Alan Ryan: “Do We Really Believe in Democracy?”

YouTube has a talk by Prof. Alan Ryan discussing what he calls “real democracy, using lotteries in the way the ancient world used them”, and contrasting it with the existing system – which he describes as being similar to the Roman system – a system mixing elements of monarchy, aristocracy and monarchy. Ryan concludes by endorsing Fishkin’s “Deliberative Polling”.

Part one:

Part two:

This is a thoughtful, if brief, lecture and the points that are raised are worth discussing, I think, in comments and in future posts.

The Triumph of Election

Why did the American founders ignore the case for sortition? It was well known at the time that sortition was one of the primary mechanisms of Athenian democracy and this explains why Madison and his Federalist chums (who were no democrats) ignored it. But even Antifederalists (who argued the democratic case for descriptive representation) failed to propose sortition as a means to establish a legislature that was a ‘portrait in miniature’ of the whole community. According to Bernard Manin it was philosophy – in the form of the Natural Right theory of consent – that was the principle cause of the ‘triumph of election’ (Manin, 1997, Ch.2). But is this true?

James Fishkin points out that the etymological root of ‘deliberation’ (deliberationem) is ‘weighing’ (2009, p.35), so when a randomly-selected assembly member of an allotted chamber (AC) ‘like me’ weighs up the arguments and judges accordingly then I am descriptively represented. But is it possible to take this further and argue that I thereby consent to the judgment of a randomly-selected assembly? The argument for this further claim would need to take the following lines (paraphrasing Fishkin, 2009):

  1. Someone ‘like’ me would, ex hypothesi, exercise judgment in the same way that I would myself. The argument does not require a definition of the ‘likeness’ criteria (age, gender, occupation, political preferences etc.), as the randomization process in principle reflects the incidence of any quality in the general population.
  2. The number of representatives ‘like me’ in an allotted assembly would be proportionate to the number in the general population. If the sample is not sufficiently fine-grained to accurately reflect the distribution of any quality deemed to be salient to the exercise of political judgment then the sample numbers would need to be increased accordingly: only a relatively small sample would be needed to provide an accurate gender balance, whereas the proportional representation of, say, albinos or molecular microbiologists would require a larger sample. The rapid growth of the polling industry is a testimonial to the accuracy and validity of the probability sampling principle.
  3. Therefore the aggregate judgment of the allotted assembly would represent the considered judgment of the whole population. This was the principle behind the nomothetai (legislative assemblies) introduced in fourth-century Athens.
  4. All electors are currently deemed to consent to the results of a general election, whether or not ‘their’ candidate was victorious; so the same principle should apply to the result of a vote in an allotted assembly (the only difference being the employment of one or other of the two mechanisms – election or sortition – that constitute a ‘ballot’.) Although one might argue that the ‘consent’ involved is at best tacit, hypothetical (or some other form of ‘useful fiction’), the same is true in both instances of the ‘ballot’.

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They are simply not ready for free and fair elections

Bernard Lewis, “renowned Islamic scholar”, shares with the readers of the Jerusalem Post what he undoubtedly thinks is a real-politik theory of democracy, the product of his decades of study:

The Arab masses certainly want change. And they want improvement. But when you say do they want democracy, that’s a more difficult question to answer. What does “democracy” mean? It’s a word that’s used with very different meanings, even in different parts of the Western world. And it’s a political concept that has no history, no record whatever in the Arab, Islamic world.

In the West, we tend to get excessively concerned with elections, regarding the holding of elections as the purest expression of democracy, as the climax of the process of democratization. Well, the second may be true – the climax of the process. But the process can be a long and difficult one. Consider, for example, that democracy was fairly new in Germany in the inter-war period and Hitler came to power in a free and fair election.

We, in the Western world particularly, tend to think of democracy in our own terms – that’s natural and normal – to mean periodic elections in our style. But I think it’s a great mistake to try and think of the Middle East in those terms and that can only lead to disastrous results, as you’ve already seen in various places. They are simply not ready for free and fair elections.

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What Sortition Can and Cannot Do

There is considerable disagreement regarding the political potential of sortition. Dowlen (2008) argues that sortition is not primarily a system of representation as its invention in classical time predates the discovery of probability. Fishkin (2009) has long advocated sortition as a method of deliberative polling but has not (to date) suggested that it should be incorporated permanently into the system of governance. A host of writers (including the present author) have argued that sortition should either replace or supplement the institutions of electoral democracy as part of a mixed constitutional settlement. At the opposite end of the spectrum to Fishkin a small number of brave souls (mostly active on this blog) have argued for the wholesale replacement of electoral democracy by sortition. In this post I argue that, for purely conceptual reasons, the role of sortition can only be one, albeit an essential, part of a mixed constitution and that the attempt to extend its usage beyond this role undermines any claims that it may have to be a democratic mechanism. My case is based on some partially developed arguments in Pitkin (1967).

In her book The Concept of Representation, Hannah Pitkin argues that there are a variety of aspects to representation – aesthetic, symbolic, formalistic, descriptive and active – the latter two being the most relevant to political representation. Descriptive representation involves “standing for” and requires a degree of identity between the representative and her constituency, as evidenced by contemporary demands for all-women candidate shortlists and positive discrimination on account of ethnic minorities. Random selection is the best way of achieving descriptive representation, hence James Fishkin’s choice of this method for his Deliberative Polling programme. On the other hand, Active representation requires the representative (in a similar manner to a trustee or advocate) to act in the interests of her constituents; there is no intrinsic need for the representative to in any way mirror their identity, thereby justifying electoral representation in single-member constituencies. According to Pitkin, descriptive representation does not cover what the representatives do, while active representation is indifferent to who does it.
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New Book Review Mentions Kleroteria

From Walter Isaacson’s review of Bettany Hughes’ The Hemlock Cup: Socrates, Athens and the Search for the Good Life (New York Times, February 11, 2011):

Hughes intersperses the story of Socrates’ trial in 399 B.C. with some wonderful details. We learn, for example, about the workings of the mechanical device that randomly selected, from 6,000 names, the jury of 500 Athenian citizens (yes, 500) that assembled at the law court to hear the case. This kleroterion, a replica of which can be viewed at the Agora Museum in Athens, was a proto-computer that used carved slots to send metal disks down a chute. “Every means possible has been thought of to prevent corruption,” Hughes writes. “Alphabetical blocks of seats, secret ballots, random-selection machines.” Her quest for authentic detail even leads her to grind up hemlock and sniff it. “It releases a nose-wrinkling sour smell,” she reports.

The review can be found here–

http://www.nytimes.com/2011/02/20/books/review/Isaacson-t.html?ref=books

Paul Cockshott: Ideas of Leadership and Democracy

Paul Cockshott is offering the Greek political structure as an alternative to the Roman model:

When the American revolutionaries were trying to establish their state – and that is the stable form of bourgeois state that has survived – they looked at historical models. And there were two models available for them, there was Rome and Athens. They had to choose between these, and it is actually no accident that they chose Rome, that the United States constitution is largely based on the Roman ideas of constitution – it’s a republic, it’s not a democracy. It was constructed as a state by slaveholders who saw what had been the most stable slaveholder state in the past: Rome. And they modeled their state on that.

But there’s another model, and that’s the Athenian model of direct democracy, and the Greeks, over a period of hundreds of years, developed mechanisms to prevent aristocratic domination of the state. Continue reading

Inshallah

Our ongoing debate on Egypt got me thinking about the connection (or lack of it) between sortition and religion. Fustel de Coulanges’ 1864 account, that lot was the revelation of divine will, was discredited by Headlam in 1891 and nobody has sought to revive it. Similarly, as Conall Boyle points out in his edition of Gataker, lotteries were only acceptable in the Judaeo-Christian tradition in so far as they didn’t involve claims about divine revelation.

On the other hand Oliver Dowlen argues that the disappearance of lot may well be connected with religious factors, as sortition appears to have been a victim of the Reformation:

There are many reasons why the process of selecting nominators by lot might have been lost in the transition from Venice to the New World. . . The drawing of the lottery was very much a public process, witnessed by the whole community or reggimento. To the puritan settlers this could have seemed a very foreign, bizarre public ritual which smacked of superstition – even Catholicism. The secret ballot, on the other hand, conformed to the Protestant ideal that the private individual should be alone in his judgement and answerable only to God. (Dowlen, Political Potential of Sortition, p.163)

The question that I’m leading up to – and it’s no more than that – is would sortition-based politics be more acceptable to Muslim sensibilities than (Western) electoral politics, and might this possibly account for the failure of electoral democracy in the Arab world?

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PBS documentary on DVD: “Athens: The Dawn of Democracy”

I found this PBS documentary enlightening. From my understanding of the classical Athenian political system, this presentation overplays the role of elections and underplays the role of sortition. [Obtained through Netflix.]

Athens: The Dawn of Democracy
2007 NR 120 minutes
In this PBS program, historian Bettany Hughes explores the realities of ancient Athens’s “Golden Age” and uncovers a mix of brilliant, humanity-changing philosophies and dark, war-like themes that co-existed in one turbulent time and place. Although ancient Athens still retains its reputation as a pure and shining democracy, its history tells a more complicated story that includes slavery, black magic and an unquenchable thirst for war.

  • Cast: Bettany Hughes
  • Genres: Documentary, Historical Documentaries, PBS Documentaries, TV Documentaries
  • Format: DVD

YouTube clip.

What did the Ancients do for us?

A 2005 BBC documentary has the answer:

As usual, the presentation is made in such a way as to imply that sortition was used solely in the courts, eliding its more crucial, and less familiar, roles in government.