Lottery Selected Panels in California (maybe)

Posted on October 29, 2021 by Wayne Liebman

On September 23, Linn Davis (Healthy Democracy) and I traveled to Sacramento for the California League of Cities Conference, an annual gathering of mayors and city council members from across the state. We presented a workshop on Lottery Selected Panels as an out of the box technique to approach difficult municipal decisions. About 200 municipal government personnel attended the presentation. A League publication promoted the workshop this way: 

Many elected officials are seeking completely different approaches to decision-making as they want to pivot away from the “way we have always done things”. One novel idea that is gaining momentum is called policy juries or sortition, where randomly selected representative members of the community are empaneled to learn about a topic, hear expert testimony, consider public comment, and make a decision. While the members of the policy jury are selected randomly, there is a process to ensure the jury reflects the demographics of the community, meaning the juries can truly be a microcosm of their city.

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Sortition by elimination

Posted on October 22, 2021 by Yoram Gat

Worries are sometimes expressed about the impossibility of generating a sample of people at random in a way that cannot be manipulated by powerful actors. Sources of physical data are either too predictable to be of use or require machinery that is too arcane or sensitive to be effectively publicly verifiable. Social sources of data – such as the stock market or blockchain transactions – may be influenced powerful forces in society. Many randomizations that rely on explicit and symmetrical inputs from the public as a source of randomness have to utilize aggregation procedures that may allow those with advance knowledge of others’ inputs to manipulate the outcomes. With the prevailing mood of generalized distrust in institutions, a randomization mechanism would have to be completely open and verifiable to have a reasonable chance of inspiring confidence.

My proposal for such a mechanism is a simple elimination procedure which works as follows. At the outset, one candidate is eliminated. This candidate then gets to eliminate another, who then gets to eliminate another, and so on. The selection thus proceeds by sequential elimination of candidates until only one, or however many appointees are desired, remain.

This procedure is easily verifiable by any observer since it is self-contained and does not involve secrets, fancy machinery or fancy calculations. All the decisions involved are made in the open and cannot be foreseen in advance.

In addition to being manipulation resistant, this procedure has the advantage that it involves all interested citizens in the selection procedure and allows them to influence the outcome. By creating a new form of mass political participation, this procedure addresses the oft-heard objection to sortition that it deprives people from having influence over the appointment of decision makers.

In fact, while, like any form of mass participation, the impact made by any single decision-maker is minute, this form of participation is more meaningful than electoral participation because the choice made by each person – who to eliminate – is entirely unrestricted. This is in contrast which the electoral choice which is restricted a-priori by a primaries process in which the field of candidates is drastically narrowed-down. In the proposed procedure, citizens are completely free to make their elimination choices as they see fit, even if it may be seen as a sign of good citizenship to make this choice at random.

A minor technical point: The first candidate to be eliminated, the starting point of the elimination chain, can be chosen arbitrarily – this is not a position of decisive power, but rather the opposite, a position of disadvantage. If no other procedure is found suitable, an election can be used to select this person.

Filed under: Participation, Proposals, Sortition | Tagged: | 18 Comments »

Neil Mackay: Only sortition could save the UK

Posted on October 20, 2021 by Yoram Gat

Neil Mackay writes in The Herald of Scotland (paywalled, but full text available here):

BRITAIN feels wobbly, shaky. The killing of MP David Amess is just the latest event to unmoor us a little more from stability. In truth, the whole of the Western world feels shaky. Democracy seems to quiver wherever you look. The smart money is on Trump returning to Washington. France toys with the far right. The European project looks ready to implode. China looms over the once dominant West, threatening to eclipse America.

How did we get here? Just 20 years ago we were enjoying ‘the Great Holiday from History’ – the end of the 1990s when stability, peace and prosperity (at least in the West) seemed on an ever upward trajectory. Today, only the flagrantly optimistic don’t fear the future.

Perhaps historians – centuries from now, if humanity makes it that far – will call this period ‘the Great Disruption’, when everything was in flux and the world seemed broken.

Here in Britain, though, matters look even more dark and dangerous than in other democracies – aside perhaps from America with Trump waiting in the wings.

We’ve had two MPs assassinated in five years. The country is quite literally coming apart as Scottish independence and Northern Ireland threaten to turn the Union into a failed project. England is utterly divided between remainers and leavers. We’re facing a Winter of Discontent – a breakdown of functioning business. Britain has become a byword for treachery among our closest neighbours. After the Aukus deal, France views Britain with contempt. Dublin warns Britain cannot be trusted following threats to rip up the Northern Ireland protocol – a treaty negotiated by Number 10 but now up for destruction because it no longer suits.

Hate, division and conspiracy isn’t just stoked online – it now comes dished up in our mainstream media, from once reputable papers to broadcasters. Commentators fuel rage and seek scapegoats; the comment sections of newspaper websites drip with venom. In Scotland, the worst elements of unionism and nationalism make you fear how any future referendum – if it ever happens – might be conducted. Politicians – themselves the victims of so much hate – also stoke rage, with loose, dangerous language. Words in parliament profoundly affect the nature of British debate.

We’re an ailing state. What worries the mind is that an ailing state can become a failing state – and failed states turn very dark very quickly.

It’s not that the major forces currently at play in politics are wicked: Euroscepticism, unionism, nationalism – they’re all legitimate positions to hold. It’s how we’ve conducted the debate around these issues which has broken Britain so badly.

We are all better individually than the collective mess we’ve made, and we must all share some portion of responsibility for what’s happened, because we’ve all played our part in one way or another.
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Abizadeh: Representation, Bicameralism, Political Equality, and Sortition

Posted on September 30, 2021 by Yoram Gat

A paper by Arash Abizadeh.

Representation, Bicameralism, Political Equality, and Sortition: Reconstituting the Second Chamber as a Randomly Selected Assembly

Perspectives on Politics, 2020

Abstract

The two traditional justifications for bicameralism are that a second legislative chamber serves a legislative-review function (enhancing the quality of legislation) and a balancing function (checking concentrated power and protecting minorities). I furnish here a third justification for bicameralism, with one elected chamber and the second selected by lot, as an institutional compromise between contradictory imperatives facing representative democracy: elections are a mechanism of people’s political agency and of accountability, but run counter to political equality and impartiality, and are insufficient for satisfactory responsiveness; sortition is a mechanism for equality and impartiality, and of enhancing responsiveness, but not of people’s political agency or of holding representatives accountable. Whereas the two traditional justifications initially grew out of anti-egalitarian premises (about the need for elite wisdom and to protect the elite few against the many), the justification advanced here is grounded in egalitarian premises about the need to protect state institutions from capture by the powerful few and to treat all subjects as political equals. Reflecting the “political” turn in political theory, I embed this general argument within the institutional context of Canadian parliamentary federalism, arguing that Canada’s Senate ought to be reconstituted as a randomly selected citizen assembly.

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A proposal of sortition for a student body

Posted on September 8, 2021 by Yoram Gat

In May 2020 Orion Smedley was running for president of the UCLA Undergraduate Student Association. One of the items on his platform was to select USAC councillors using sortition:

Orion Smedley for USAC President

The only way to get a truly representative sample of a population is random sampling (ask a statistician). And presumably we all want a representative government. Enter: Sortition. Sortition is like jury duty, only for legislatures as well. Imagine if your Congress members were ordinary people like you and me instead of career politicians.

Would it work in practice? It worked in Ancient Greece (britannica.com/topic/sortition). But how would it work here?

For starters, we could add a sortition based senate to USAC. While USAC could be the one generating proposals, the sortition senate could be in charge of choosing the proposals. As long as the senate is large enough (by the Central Limit Theorem, at least 30 people) and randomly selected, it would be as though all of UCLA’s undergraduates came together to voice their opinions. It’s the same way that a random spoonful from a well-mixed pot of soup tells us how the entire soup is, no matter how big the pot is; the way USAC is currently selected is closer to not mixing the pot at all and taking spoonfuls from the same spot over and over again, and then being surprised we get the same result every time.
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“Putting the practice of sortition on firmer foundations”

Posted on August 14, 2021 by Yoram Gat

An article in Nature by Bailey Flanigan, Paul Gölz, Anupam Gupta, Brett Hennig and Ariel D. Procaccia proposes a sampling algorithm which produces samples with specified quotas for given subgroups of the population. Since the quotas do not match the proportions of the groups in the population, the probability of selection of each person in the population is not the same. However, the algorithm aims to make those probabilities as equal as possible.

The authors propose the use of their algorithm for selecting citizen assemblies from groups of volunteers. In existing practice, the group of volunteers for a citizen assembly is usually very unrepresentative of the population as a whole and the quotas are used to supposedly compensate for this unrepresentativity and make sure that the selected assembly is descriptive of the population as a whole. The authors claim that “[b]y contributing a fairer, more principled and deployable algorithm [than the previous algorithm used], our work puts the practice of sortition on firmer foundations. Moreover, our work establishes citizens’ assemblies as a domain in which insights from the field of fair division can lead to high-impact applications”.

In my view, while this work may be of theoretical interest in the field of sampling, and while the authors may have the most commendable intentions of promoting democratic decision making, the notion that this work in any way improves the political application of sortition is not only unjustified, but may actually be the opposite of reality.

First, it is obvious that unless absurdly arbitrary and drastic assumptions are made, quotas can in no way compensate for the unrepresentativity of a volunteer sampling group. For quotas to be able to compensate for the unrepresentativity of the volunteer sampling group, it must happen that within each quota group the probability of volunteering is uncorrelated with (informed and considered) opinions on the matters at hand. One would have to have a horribly mechanistic and reductionist notion of what determines individual opinions in order to make such an assumption. Thus, the entire endeavor of quota-adjusted sampling is no more than cosmetics over the reality of bias introduced by low volunteer rates in existing applications of sortition in politics.
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Escoubès and Proriol: Democracy, differently; The art of governing with the citizens

Posted on July 31, 2021 by Yoram Gat

Frank Escoubès and Gilles Proriol are the authors of the book “La démocratie, autrement – L’art de gouverner avec le citoyen” (Democracy, differently: The art of governing with the citizens). In an article in L’ADN they describe the thesis of their book.

There is no doubt that our representative democracy is in trouble. Humiliated, attacked, sometimes rejected: what is going to be its fate in the period between now and the presidential elections of 2022?

The citizens do not feel represented anymore

This is hardly news – our democracy is flawed. The elected are supposed to create the most faithful, the most accurate representation of the citizens, that which a technocracy cannot achieve. The coronavirus crisis has sunk the nail, in silencing the citizens like never before. In the face of that, populism and demagoguery are rising, claiming that they will provide ways for the people to decide everything, all the time, by themselves. Denial the complexity of reality, political irrealism, ideological naivety. In this context, the risk of “democratic retreat” is real. This could be due to an absence of consultation with the citizens (plowing through) or due to a simplistic consultation without a follow-up (an unkept promise). There is therefore an urgent need to “repair the links of trust”.
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Filed under: Books, Initiatives, Opinion polling, Participation, Press, Proposals, Sortition | 5 Comments »

Thomas Guénolé: Three problems, one solution

Posted on July 23, 2021 by Yoram Gat

Thomas Guénolé is a French political scientist. Two of his books are La Mondialisation malheureuse (The Unhappy Globalization), published in 2016, and Le Livre noir de la mondialisation (The Black Book of Globalization), published in 2020. According to the Wikipedia, the latter book argues that globalization “as a worldwide system of production and distribution of resources” has been responsible over the years 1992 to 2017 for over 400 million deaths (mostly due to preventable or treatable diseases).

He writes the following in Marianne.

Contrary to a common, but unfounded, conception, the low turnout in parliamentary elections is not a sign of political apathy among voters. This is evident from the fact that turnout in presidential elections is consistently very high. In other words, presidential elections are of interest and all other elections are not. Rather than making voting mandatory, it is necessary to find a way to produce legitimate democratic assemblies, but without elections which are of low interest to the voters.

Allotting all assemblies resolves this problem. They would become truly representative. When using allotment to create a sample of the entire population the probability that this would be a faithfully representative sample of the whole is extremely high. In statistics this is called “pure random sampling”. Sortition would automatically produce assemblies that are truly representative of the French population. They would contain, for example, the same proportion of women, of retirees, of the unemployed, of workers, of young people, as in the population. This vast inflow of representatives, whose gender, age, and poverty normally keep them away from positions of power, would surely change how matters are discussed. At the same time, it is clear that in the presence of those directly affected by reform proposals, the discussions would have radically different tone and content, and would be much more concrete, as would be the proposals themselves that originate from these representatives.
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Appointing public officials by sortition: Guest post from Paul Frijters

Posted on July 1, 2021 by Nicholas Gruen

A friend of mine, Paul Frijters posted the post below on the group blog we share ClubTroppo. It raises an important issue for me which is the potential use of sortition to institutionalise political independence. I reproduce it for readers’ interest here, though there are over twenty comments on his post at ClubTroppo which may be of interest.

oooOOOooo

Dear Troppodillians, lend me your critical eye. I ask you to consider the system of citizen-jury appointments I have in mind, and tell me how the vested interests would try to game it, ie why it would not work and whether the system can be improved. Bear with me as I describe what I have in mind.

Suppose that in 10 years time in Australia, there is a citizen-jury-system for appointments for the entire upper layer of the public sector. One jury, one top position. Politicians would still be in charge of policy and Budgets, but juries would appoint all the top people working in the public sector. The system would hold for all large entities receiving significant state funding:

  • Universities
  • large hospitals
  • heads of Government Departments
  • State Media
  • Arts Councils
  • Statistical Agencies
  • etc.

So every year, hundreds of top-positions would be decided upon by juries. Consider how this would go for, saying, the director of the ABC.

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Okazaki: Appointment and Sortition

Posted on June 22, 2021 by Yoram Gat

Seiki Okazaki, Professor of political theory and comparative politics at Kyushu University, Japan, has written to share a summary of his new article, “Appointment and Sortition,” pubilshed in Law and Philosophy journal, No. 7, pp. 31–56.

I have recently published an article titled “Appointment and Sortition” in Japanese. It is one of the five contributions to Law and Philosophy, No. 7 (June 2021), which discuss ‘Just Lotteries’. Here I will summarize the arguments of my article.

As is well known, sortition has been generally discussed within the framework of ‘election and/or sortition.’ While I agree that the framework is still relevant, I am concerned that it limits the potential of sortition: Sortition tends to be applied mainly to the legislature and is mainly evaluated in terms of its contribution to democracy. If we liberate the concept of sortition from the framework, we can recognize two potentialities of sortition. First, the field of application is not limited to legislature: Sortition can be applied to administration and to the judiciary. Second, we will see that it has a liberal potential as well as a democratic potential: Sortition can contribute not only to citizen participation in power, but also to the restriction of political power (Oliver Dowlen’s book is important in this respect).
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