Zaremberg and Welp: Beyond utopian and dystopian approaches to democratic innovation

A 2018 paper by Gisela Zaremberg and Yanina Welp has the following abstract:

This paper discusses the myths regarding both the conceptualization and the expected effects that are implicitly or explicitly presented in analyses of the so-called ‘democratic innovations’, that is, the new institutions that aim to increase public participation beyond regular elections. It is argued that these myths, together with the (fictitious) confrontation between direct and indirect politics, have generated false oppositions and reductionisms that mask the debate and limit empirical approximations to democratic innovation. A research agenda based on the concept of ‘participatory ecologies’ is suggested as a way to gain an understanding of the mechanisms of participation in a systematic way.

I found these excerpts of particular interest to the Equality-by-Lot blog:

In a participatory ecology there is no single mechanism that is able to deliver all the virtuous democratic effects. Empirical evidence supports this proposition. For example, a positive balance of participatory mechanisms was observed in Ireland with the combination of a citizen’s assembly selected by sortition, which opened an informed debate about abortion, and a referendum, as a fair mechanism to make legitimate decisions. A negative balance is exemplified by the experience with recall referendums in Japan, where recall is activated more against policies than against authorities; however, as the first is binding and easier than the activation of initiative, it is used more frequently.

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“Putting the practice of sortition on firmer foundations”

An article in Nature by Bailey Flanigan, Paul Gölz, Anupam Gupta, Brett Hennig and Ariel D. Procaccia proposes a sampling algorithm which produces samples with specified quotas for given subgroups of the population. Since the quotas do not match the proportions of the groups in the population, the probability of selection of each person in the population is not the same. However, the algorithm aims to make those probabilities as equal as possible.

The authors propose the use of their algorithm for selecting citizen assemblies from groups of volunteers. In existing practice, the group of volunteers for a citizen assembly is usually very unrepresentative of the population as a whole and the quotas are used to supposedly compensate for this unrepresentativity and make sure that the selected assembly is descriptive of the population as a whole. The authors claim that “[b]y contributing a fairer, more principled and deployable algorithm [than the previous algorithm used], our work puts the practice of sortition on firmer foundations. Moreover, our work establishes citizens’ assemblies as a domain in which insights from the field of fair division can lead to high-impact applications”.

In my view, while this work may be of theoretical interest in the field of sampling, and while the authors may have the most commendable intentions of promoting democratic decision making, the notion that this work in any way improves the political application of sortition is not only unjustified, but may actually be the opposite of reality.

First, it is obvious that unless absurdly arbitrary and drastic assumptions are made, quotas can in no way compensate for the unrepresentativity of a volunteer sampling group. For quotas to be able to compensate for the unrepresentativity of the volunteer sampling group, it must happen that within each quota group the probability of volunteering is uncorrelated with (informed and considered) opinions on the matters at hand. One would have to have a horribly mechanistic and reductionist notion of what determines individual opinions in order to make such an assumption. Thus, the entire endeavor of quota-adjusted sampling is no more than cosmetics over the reality of bias introduced by low volunteer rates in existing applications of sortition in politics.
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Citizens’ Assembly on Gender Equality

There’s a report out on the recent Citizens’ Assembly on Gender Equality. The report, by Jane Suiter, Kirsty Park, Yvonne Galligan, and David M. Farrell, focuses on “the quality of the deliberative process and the attitudes of the members towards the process”. The report can be found at:

https://arrow.tudublin.ie/aaschsslrep/39/

Victor Bruzzone on sortition

Victor Bruzzone is a doctoral student at the University of Toronto. In a segment on a podcast he makes an argument for a selecting the legislative chamber of government by sortition (starting about 1 hour into the recording). The segment mentions a chapter Bruzzone wrote in a soon-to-be-published book, Liberalism and Socialism: Mortal Enemies or Embittered Kin?, which presumably argues for the same idea.

Thomas Guénolé: Three problems, one solution

Thomas Guénolé is a French political scientist. Two of his books are La Mondialisation malheureuse (The Unhappy Globalization), published in 2016, and Le Livre noir de la mondialisation (The Black Book of Globalization), published in 2020. According to the Wikipedia, the latter book argues that globalization “as a worldwide system of production and distribution of resources” has been responsible over the years 1992 to 2017 for over 400 million deaths (mostly due to preventable or treatable diseases).

He writes the following in Marianne.

Contrary to a common, but unfounded, conception, the low turnout in parliamentary elections is not a sign of political apathy among voters. This is evident from the fact that turnout in presidential elections is consistently very high. In other words, presidential elections are of interest and all other elections are not. Rather than making voting mandatory, it is necessary to find a way to produce legitimate democratic assemblies, but without elections which are of low interest to the voters.

Allotting all assemblies resolves this problem. They would become truly representative. When using allotment to create a sample of the entire population the probability that this would be a faithfully representative sample of the whole is extremely high. In statistics this is called “pure random sampling”. Sortition would automatically produce assemblies that are truly representative of the French population. They would contain, for example, the same proportion of women, of retirees, of the unemployed, of workers, of young people, as in the population. This vast inflow of representatives, whose gender, age, and poverty normally keep them away from positions of power, would surely change how matters are discussed. At the same time, it is clear that in the presence of those directly affected by reform proposals, the discussions would have radically different tone and content, and would be much more concrete, as would be the proposals themselves that originate from these representatives.
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Can sortition help fend off the threat of “broader prosperity and rising wellbeing”?

“Democracy Rules”, a recently published book by Jan-Werner Müller, Roger Williams Straus Professor of Social Sciences at Princeton University, is another contribution to the “democratic crisis” genre:

They do not all look the same; plenty of differences are obvious. But group them together and they clearly make up one political family: Orbán, Erdogan, Kaczynski, Modi, undoubtedly ex-president Trump, perhaps Netanyahu, but Brazil’s president Jair Bolsonaro for sure. It is imperative to understand what is often described as a global trend in authoritarianism.

According to a review of the book in Financial Times, Müller is concerned about “performance legitimacy”:

As exemplified by China, that is the undemocratic bargain in which illiberal, one-party control is put up with in return for broader prosperity and rising wellbeing. Its appeal stirs fears that there are other attractive norms on offer and that history may not be cheering liberal democracy on.

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Defending Democracy

Anthoula Malkopoulou (Lund University) and I just published a paper in Constellations entitled “Allotted Chambers as Defenders of Democracy.” Here’s the first paragraph:

In this paper, we identify a problem—the problem of which actors should serve as defenders of democracy—and propose a solution to that problem—the creation of randomly selected citizen bodies, or allotted chambers (hereafter ACs). Having in place institutions that are tasked with democratic self-defense, is, we argue, a critically important pillar of democratic government, but its importance has often been neglected. This neglect is exacerbated by the evasive nature of the task that these democratic defense institutions are called to perform. Part of the problem is that the task of democratic self-defense is often mistakenly conceived as an ad hoc response to an occasional problem, rather than a routine task to which democracies should devote regular attention. Once the task of democratic self-defense is properly specified, the advantages of assigning this task to ACs, rather than courts or legislatures, become evident.

You can read it here: https://onlinelibrary.wiley.com/doi/full/10.1111/1467-8675.12580

Two New Articles on Citizens’ Juries

Read two interesting articles on Citizens’ Juries today. The first, entitled “The Wisdom of Small Crowds: the Case for Using Citizens’ Juries to Shape Policy,” was written largely by researchers affiliated with the Brookings Institute.

The emphasis in the article is on the epistemic advantages of citizens’ juries (with, say, 12-24 members) and not on the descriptive representation provided by citizens’ assemblies or deliberative polls (with hundreds of members).

That article led me to another one, “Respect: A New Contract with the Middle Class”, also from Brookings researchers.

The emphasis in this article, in contrast to the previous one, is on citizens’ juries as a respectful way of involving citizens in the political process.

In scholarly circles, Citizens Juries are seen as an example of “participatory action research.” To us they are a tangible expression of partnership between state and citizen, and of democratic respect. To date, they have been the result of largely voluntary and philanthropic efforts, and patchy in terms of quality. We believe that Citizens Juries should be seen as an important part of the standard policymaking process.

Okazaki: Appointment and Sortition

Seiki Okazaki, Professor of political theory and comparative politics at Kyushu University, Japan, has written to share a summary of his new article, “Appointment and Sortition,” pubilshed in Law and Philosophy journal, No. 7, pp. 31–56.

I have recently published an article titled “Appointment and Sortition” in Japanese. It is one of the five contributions to Law and Philosophy, No. 7 (June 2021), which discuss ‘Just Lotteries’. Here I will summarize the arguments of my article.

As is well known, sortition has been generally discussed within the framework of ‘election and/or sortition.’ While I agree that the framework is still relevant, I am concerned that it limits the potential of sortition: Sortition tends to be applied mainly to the legislature and is mainly evaluated in terms of its contribution to democracy. If we liberate the concept of sortition from the framework, we can recognize two potentialities of sortition. First, the field of application is not limited to legislature: Sortition can be applied to administration and to the judiciary. Second, we will see that it has a liberal potential as well as a democratic potential: Sortition can contribute not only to citizen participation in power, but also to the restriction of political power (Oliver Dowlen’s book is important in this respect).
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A hit-piece against Lottery admissions

Prof. Jonathan Turley is an American legal scholar. In an article on his blog, he sounds the alarm regarding proposals to admit students to U.S. universities at random.

“Just Blind Chance”: The Rising Call For “Random Selection” For College Admissions

Random selection is not generally an approach that most people opt for in the selection of doctors or even restaurants or a movie. However, it appears to be the new model for some in higher education. Former Barnard College mathematics professor Cathy O’Neil has written a column calling for “random selection” of all college graduates to guarantee racial diversity. It is ever so simple: “Never mind optional standardized tests. If you show interest, your name goes in a big hat.” She is not the only one arguing for blind or random admissions.

Blind selection is the final default position for many schools. Universities have spent decades working around court decisions limiting the reliance on race as an admissions criterion. Many still refuse to disclose the full data on scores and grades for admitted students. If faced with a new decision further limiting (or entirely eliminating) race as a criterion, blind selection would effectively eliminate any basis for judicial review.
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