Plato: The equality of the lot

Badiblogger draws attention in a comment on the Literature page to the fact that Plato’s Laws discusses sortition.

In a passage in book VI Plato explains that it is sometimes necessary – contrary to the requirements of justice – to bow to popular pressure and use “the equality of the lot”:

The old saying, that “equality makes friendship,” is happy and also true; but there is obscurity and confusion as to what sort of equality is meant. For there are two equalities which are called by the same name, but are in reality in many ways almost the opposite of one another; one of them may be introduced without difficulty, by any state or any legislator in the distribution of honours: this is the rule of measure, weight, and number, which regulates and apportions them. But there is another equality, of a better and higher kind, which is not so easily recognized. This is the judgment of Zeus; among men it avails but little; that little, however, is the source of the greatest good to individuals and states. For it gives to the greater more, and to the inferior less and in proportion to the nature of each; and, above all, greater honour always to the greater virtue, and to the less less; and to either in proportion to their respective measure of virtue and education. And this is justice, and is ever the true principle of states, at which we ought to aim, and according to this rule order the new city which is now being founded, and any other city which may be hereafter founded. To this the legislator should look – not to the interests of tyrants one or more, or to the power of the people, but to justice always; which, as I was saying, the distribution of natural equality among unequals in each case. But there are times at which every state is compelled to use the words, “just,” “equal,” in a secondary sense, in the hope of escaping in some degree from factions. For equity and indulgence are infractions of the perfect and strict rule of justice. And this is the reason why we are obliged to use the equality of the lot, in order to avoid the discontent of the people; and so we invoke God and fortune in our prayers, and beg that they themselves will direct the lot with a view to supreme justice. And therefore, although we are compelled to use both equalities, we should use that into which the element of chance enters as seldom as possible.

Bill Harper: A Beginner’s Guide to Sortition

harper - sortition

Problems with Deliberative and Allotted Decision-Making: Path-Dependency and the Polya Urn

According to Robert Goodin (2008), one problem with a deliberative forum (allotted or otherwise) is that:

conversations, seen as serial processes with dynamic updating, can easily be path dependent. The outcome of the conversation depends upon the sequence of conversational moves, particularly those early in the conversation that set it off down one path rather than some other. (p.114)

A path-dependent process displays the following features:

  1. Unpredictability. Because early events have a large effect and are partly random, many outcomes may be possible. We cannot predict ahead of time which of these possible end‐states will be reached.

  2. Inflexibility. The farther into the process we are, the harder it becomes to shift from one path to another.

  3. Nonergodicity. Accidental events early in a sequence do not cancel out. They cannot be treated (which is to say, ignored) as ‘noise’, because they feed back into future choices. Small events are remembered.

  4. Potential path inefficiency. In the long run, the outcome that becomes locked in may generate lower pay‐offs than a forgone alternative would have. (p.112)

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Paradise Lost, Paradise Found: The True Meaning of Democracy, by Arthur D. Robbins (Review)

Take me down to the paradise city
Where the grass is green and the girls are pretty
Oh won’t you please take me home
Guns ‘N Roses

This fascinating book is unique amongst radical theories of democracy in that it’s written by a clinical psychologist with a particular interest in psychopathology – as such his primary emphasis is on the (two-way) relationship between political systems and character. Whereas most books focus on the institutional level, Dr. Robbins constantly reminds us that entities like ‘governments’ and ‘nations’ are merely abstractions, by adding (in parentheses) ‘person or persons in power’ every time he uses the word ‘government’. History is ‘nothing but a vast battlefield after the battle is over – a mountain of the corpses of men, women, and children from around the world and across time who have been slaughtered to satisfy the warriors in their quest for blood and glory’ (p.229). Political leaders are subjected to psychoanalytic scrutiny and are (with the exception of a small number of Athenian statesmen) mostly diagnosed in terms of psychopathy – not just the obvious cases (Hitler, Stalin, Mao, Pol Pot) or even the usual suspects (Alexander of Macedon, Genghis Kahn, Napoleon), but also less extreme examples like George Washington, Alexander Hamilton, Theodore Roosevelt and Winston Churchill. Dr. Robbins explains the development of psychopathy in terms of dysfunctional childrearing and early maternal relationships, so history is, in effect, reduced to the psychiatrist’s couch. Strangely enough (given his idolisation of Athenian democracy) this explanation is derived from Greek literature, forcing him to conclude that the dysfunctional relationship between mother and son is limited to the Greek aristocracy (p.303). Given that such psychopathic individuals – ‘a special subset of men’ – are fundamentally different from ‘us’ (p.309), then the goal of democracy is not so much ‘power to the people’ as making sure that the bad guys don’t get hold of the reins. Rotation of office (and/or mass participation in government) is not so that we may all, as Aristotle put it, ‘rule and be ruled in turn’ but simply to reduce the likelihood of handing power to a psychopath.

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Paradise Lost, Paradise Regained: The True Meaning of Democracy

Has anyone come across this new book by Arthur Robbins:

At a time when people around the world are rising up to demand self-determination and Americans are locked in debate about the role of government in society, PARADISE LOST, PARADISE REGAINED: The True Meaning of Democracy offers a fresh look at what democratic governance really means.

The story begins in ancient Athens and then turns to Rome and the Italian City States. Democracy in the United States, prior to the signing of the Constitution, is explored in detail. There is a section devoted to the effects of war on emergent democracy in the Middle Ages and in France at the time of the Revolution. The book concludes with a review of recent experiments in democracy, especially in India and Latin America.

Early Americans have much to teach us. We study some of the essays, letters, and articles written by the Anti-Federalists, those who were opposed to ratification of the Constitution. They were articulate and impassioned on the subject of democracy. They understood the nature of political power and of those who would abuse it.

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List of goods & services from Common Lot Productions

There is a new list of goods and services from Common Lot Productions:

Overview of Products and Services

Interest in the use of sortition continues to grow. We welcome contributors and collaborators.

The Luck of the Draw: The Role of Lotteries in Decision Making

I’ve been commissioned to write an ‘in brief’ review of Peter Stone’s new book (OUP, 2011) for Times Higher Education but wanted to bring up a couple of points here that I can’t squeeze into their measly 60-word limit. The book is an attempt at a theoretical clarification of lotteries as an equitable method for the ‘allocation of [scarce] goods’ and ‘assignment of responsibilities’ (both wanted and unwanted) (p.13), Peter’s thesis being that the distinguishing feature of the lottery is its ‘sanitizing effect’ (p.16). This is on account of the essentially arational nature of the lottery – it serves an entirely negative function by shielding the decision process from reasons of any kind (good or bad), therefore protecting it from partiality and corruption.

A lottery is a process capable of generating a set of outcomes, in which the particular outcome to be expected whenever the process occurs is unpredictable given available information (p.20).

Much of the book deals with allocative justice and covers similar ground to Barbara Goodwin’s Justice by Lottery but from a rigorous theoretical perspective that is hard to disagree with (presupposing certain Rawlsian assumptions).
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John Burnheim: To Reason Why

The recent publication of John Burnheim’s autobiography by Sidney University Press (Burnheim, 2011) coincides with improved availability of his 1985 work, Is Democracy Possible? (Burnheim, 2006). Although SUP republished the book in 2006 they have only recently made it available on Amazon.com. John very kindly sent me copies of both books, even though he knew that I would not be the most sympathetic reviewer, as we have always disagreed fundamentally on the potential of sortition in our offline exchanges.

John divides his adult life into three two-decade periods during which he moved from the priesthood through philosophy to retirement, pausing en route only to (assist in) blowing up the Sydney University philosophy department (1973) and publishing an attempt to torpedo democracy in its modern incarnation (1985).
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Karatani on sortition

Kojin Karatani writes in his book, Transcritique (2001, translated by Sabu Kohso, p. 182ff):

There is one crucial thing we can learn from Athenian democracy in this respect. The ancient democracy was established by overthrowing tyranny and equipped itself with a meticulous device for preventing tyranny for reviving. The salient characteristic of Athenian democracy is not a direct participation of everyone in the assembly, as always claimed, but a systematic control of the administrative power. The crux was the system of lottery: to elect public servants by lottery and to surveil the deeds of public servants by means of a group of jurors who are also elected by lottery. […] My point is that the core of the system invented to stop the fixation of power in Athenian Democracy lay not in the election itself, but in the lottery. Lottery functions to introduce contingency into the magnetic power center. The point is to shake up the positions where power tends to be concentrated; entrenchment of power in administrative positions can be avoided by a sudden attack of contingency. It is only the lottery that actualizes the separation of the three powers. If universal suffrage by secret ballot, namely, parliamentary democracy, is the dictatorship of the bourgeoisie, the introduction of a lottery should be deemed the dictatorship of the proletariat.

Disappointingly, Karatani steps away from sortition, without providing a real reason – off-handedly blaming “the people” for not being ready for a radical solution:

Can we choose all representative by lottery in all elections? That is not realistic; the system itself would be too arbitrary to gain the trust of the people.

Instead, he offers a lottery among top vote getters, claiming it will reduce factionalism, and making a vague unexplained promise that such a mechanism will “free the power center from fixation in the long run”:

[W]hat is preferable to us would be to choose the most crucial post by lottery: namely choosing three candidates by secret vote (three in one choice) and then finally electing one by lottery. Because the last and most crucial stage is determined by contingency, factional disputes or conflicts over successors would not make sense.

Query regarding a reading list

I’m wondering if anyone has a recommended reading list. In particular what are opinions about either of the following regarding relevance to the promotion or understanding of sortitional selection?